因未严格执行内控制度，中国银行葫芦岛分行被罚15万元
国金融监督管理总局葫芦岛监管分局行政处罚信息公开表
因未严格执行内控制度，中国银行葫芦岛分行被罚15万元_银行频道_证券星
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行政处罚决定书文号
葫金监罚决〔2024〕11号
被处罚当事人
中国银行股份有限公司葫芦岛分行
主要违法违规事实
未严格执行内控制度
行政处罚依据
《中华人民共和国银行业监督管理法》第二十一条、《中国银监会关于印发商业银行内部控制指引的通知》第十八条、《中华人民共和国行政处罚法》第三十二条、《中华人民共和国银行业监督管理法》第四十六条
行政处罚决定
责令改正并处罚款十五万元
作出处罚决定的机关名称
国金融监督管理总局葫芦岛监管分局
作出处罚决定的日期
2024年1月16日
数据来源：国金融监督管理总局
时任中国银行股份有限公司葫芦岛分行个人数字金融部主任孙明辉、时任中国银行股份有限公司葫芦岛分行行长助理曲春晔，均被警告。
国金融监督管理总局葫芦岛监管分局行政处罚信息公开表
因未严格执行内控制度，中国银行葫芦岛分行被罚15万元_银行频道_证券星
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行政处罚决定书文号
葫金监罚决〔2024〕9号
被处罚当事人
孙明辉（时任中国银行股份有限公司葫芦岛分行个人数字金融部主任）
主要违法违规事实
未严格执行内控制度
行政处罚依据
《中华人民共和国银行业监督管理法》第二十一条、《中国银监会关于印发商业银行内部控制指引的通知》第十八条、《中华人民共和国银行业监督管理法》第四十八条
行政处罚决定
警告
作出处罚决定的机关名称
国金融监督管理总局葫芦岛监管分局
作出处罚决定的日期
2024年1月16日
数据来源：国金融监督管理总局
